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Algebra Difficulty 8.8 Shortlist Prove it China

Prove that on the complex plane, the convex hull of all complex roots of the equation
z20+63z+22=0 z^{20} + 63z + 22 = 0
is larger than π\pi.

(2) Let nn be a positive integer, and 1≤k1<k2<⋯<kn1 \le k_1 < k_2 < \dots < k_n be nn odd integers. Prove that for any nn complex numbers a1,a2,…,ana_1, a_2, \dots, a_n with sum 1 and any complex number ww with absolute value at least 1, the equation
a1zk1+a2zk2+⋯+anzkn=w a_1z^{k_1} + a_2z^{k_2} + \dots + a_nz^{k_n} = w
has at least one complex root with norm less than or equal to 3n∣w∣3n|w|.

Solution

(1) We first prove the following.

Lemma: [Gauss-Lucas Theorem] All zeros of the polynomial f′(z)f'(z) lie in the closure formed by zeros of f(z)f(z).

Proof of Lemma: By the fundamental theorem of algebra, we know that f(z)f(z) admits a decomposition:
f(z)=A(z−z1)α1(z−z2)α2⋯(z−zn)αn. f(z) = A(z - z_1)^{\alpha_1} (z - z_2)^{\alpha_2} \cdots (z - z_n)^{\alpha_n}.
Thus, z1,z2,…,znz_1, z_2, \dots, z_n are zeros of f′(z)f'(z) with multiplicities α1−1,α2−1,…,αn−1\alpha_1 - 1, \alpha_2 - 1, \dots, \alpha_n - 1, respectively. Say ZZ is any other zero of f′(z)f'(z), then
f′(Z)f(Z)=α1Z−z1+α2Z−z2+⋯+αnZ−zn=0. \frac{f'(Z)}{f(Z)} = \frac{\alpha_1}{Z - z_1} + \frac{\alpha_2}{Z - z_2} + \dots + \frac{\alpha_n}{Z - z_n} = 0.
That is,
α1∣Z−z1∣2(Zˉ−zˉ1)+α2∣Z−z2∣2(Zˉ−zˉ2)+⋯+αn∣Z−zn∣2(Zˉ−zˉn)=0. \frac{\alpha_1}{|Z - z_1|^2} (\bar{Z} - \bar{z}_1) + \frac{\alpha_2}{|Z - z_2|^2} (\bar{Z} - \bar{z}_2) + \dots + \frac{\alpha_n}{|Z - z_n|^2} (\bar{Z} - \bar{z}_n) = 0.
After taking complex conjugations, the equality becomes
Z=α1∣Z−z1∣2z1+α2∣Z−z2∣2z2+⋯+αn∣Z−zn∣2znα1∣Z−z1∣2+α2∣Z−z2∣2+⋯+αn∣Z−zn∣2. Z = \frac{\frac{\alpha_1}{|Z-z_1|^2} z_1 + \frac{\alpha_2}{|Z-z_2|^2} z_2 + \dots + \frac{\alpha_n}{|Z-z_n|^2} z_n}{\frac{\alpha_1}{|Z-z_1|^2} + \frac{\alpha_2}{|Z-z_2|^2} + \dots + \frac{\alpha_n}{|Z-z_n|^2}}.
Hence ZZ is a convex linear combination of z1,z2,…,znz_1, z_2, \dots, z_n. This proves the lemma.

Back to the original problem. Gauss-Lucas Lemma implies that the convex hull of the zeros of the given equation contains the convex hull of the zeros of the following equation
20z19−63=0. 20z^{19} - 63 = 0.
This is a regular 19-gon inscribed in a circle of radius (6320)1/19\left(\frac{63}{20}\right)^{1/19}.

The inscribed circle of this regular 19-gon has a radius
(6320)1/19cos⁡π19>(6320)1/19(1−12(π19)2)>(6320)1/19(1−12(16)2)=7172(6320)1/19. \left(\frac{63}{20}\right)^{1/19} \cos \frac{\pi}{19} > \left(\frac{63}{20}\right)^{1/19} \left(1 - \frac{1}{2} \left(\frac{\pi}{19}\right)^2\right) > \left(\frac{63}{20}\right)^{1/19} \left(1 - \frac{1}{2} \left(\frac{1}{6}\right)^2\right) = \frac{71}{72} \left(\frac{63}{20}\right)^{1/19}.
On the other hand, since
(7271)19=(1+171)19<1+1971+18⋅C1921722<3<6320, \left(\frac{72}{71}\right)^{19} = \left(1 + \frac{1}{71}\right)^{19} < 1 + \frac{19}{71} + 18 \cdot C_{19}^2 \frac{1}{72^2} < 3 < \frac{63}{20},
the radius of the inscribed circle is larger than 1. This proves (1).

(2) We need to prove the following.

(A) If a1,a2,…,ana_1, a_2, \dots, a_n and ww satisfy the assumptions, then the minimal norm of the roots of
a1zk1+a2zk2+⋯+anzkn=w(∗) a_1 z^{k_1} + a_2 z^{k_2} + \dots + a_n z^{k_n} = w \quad (*)
is less than or equal to 3mn3mn.
This is equivalent to the following.

(B) If a1,a2,…,ana_1, a_2, \dots, a_n and ww satisfy the assumptions, then the maximal norm of the roots of
wzkn−a1zkn−k1−a2zkn−k2−⋯−an−1zkn−kn−1−an=0,(∗∗) wz^{k_n} - a_1z^{k_n-k_1} - a_2z^{k_n-k_2} - \dots - a_{n-1}z^{k_n-k_{n-1}} - a_n = 0, \quad (**)
denoted by M0M_0, is greater than or equal to 1/(3mn)1/(3mn).

By the lemma in (1), the maximal norm of roots of (∗∗)(**) cannot be less than the maximal norm of roots of
wknzkn−1−a1(kn−k1)zkn−k1−1−⋯−an−1(kn−kn−1)zkn−kn−1−1=0.(1) w k_n z^{k_n-1} - a_1(k_n - k_1)z^{k_n-k_1-1} - \dots - a_{n-1}(k_n - k_{n-1})z^{k_n-k_{n-1}-1} = 0. \quad (1)
That is, the maximal norm, say M1M_1, of the roots of
wknzkn−1−a1(kn−k1)zkn−k1−1−a2(kn−1−k2)zkn−k2−1−⋯−an−1(kn−kn−1)=0.(1′) w k_n z^{k_n-1} - a_1(k_n - k_1)z^{k_n-k_1-1} - a_2(k_{n-1} - k_2)z^{k_n-k_2-1} - \dots - a_{n-1}(k_n - k_{n-1}) = 0. \quad (1')
Beginning with (1′)(1'), we repeat the same process for n−sn-s times. It is known that the maximal norm of the roots decreases each time. Therefore,
M0≥M1≥⋯≥Mn−s, M_0 \ge M_1 \ge \dots \ge M_{n-s},
where Mn−sM_{n-s} is the maximal norm of the roots of the equation
wknkn−1⋯ks+1zks−a1(kn−k1)(kn−1−k1)⋯(ks+1−k1)zks−k1−⋯−as(kn−ks)⋯(ks+1−ks)=0.((n−s)′) w k_n k_{n-1} \cdots k_{s+1} z^{k_s} - a_1(k_n - k_1)(k_{n-1} - k_1) \cdots (k_{s+1} - k_1) z^{k_s - k_1} \\ - \cdots - a_s(k_n - k_s) \cdots (k_{s+1} - k_s) = 0. \quad ((n-s)')

By Vieta's theorem, we have
M0≥M1≥⋯≥Mn−s≥[(kn−ks)⋯(ks+1−ks)knkn−1⋯ks+1⋅∣asw∣]1/ks. M_0 \ge M_1 \ge \dots \ge M_{n-s} \ge \left[ \frac{(k_n - k_s) \cdots (k_{s+1} - k_s)}{k_n k_{n-1} \cdots k_{s+1}} \cdot \left| \frac{a_s}{w} \right| \right]^{1/k_s}.
Hence it suffices to show that there exists s∈{1,2,…,n}s \in \{1, 2, \dots, n\} such that
[knkn−1⋯ks+1(kn−ks)(kn−1−ks)⋯(ks+1−ks)]1/ks⋅[∣was∣]1/ks≤3mn. \left[ \frac{k_n k_{n-1} \cdots k_{s+1}}{(k_n - k_s)(k_{n-1} - k_s) \cdots (k_{s+1} - k_s)} \right]^{1/k_s} \cdot \left[ \left| \frac{w}{a_s} \right| \right]^{1/k_s} \le 3mn.
Note that
kpkp−ks=1+kskp−ks≤(1+1kp−ks)ks. \frac{k_p}{k_p - k_s} = 1 + \frac{k_s}{k_p - k_s} \le \left(1 + \frac{1}{k_p - k_s}\right)^{k_s}.
So it remains to show that there exists some ss such that
[∏p=s+1n(1+1kp−ks)]⋅(m∣as∣)1/ks≤3mn.2 \left[ \prod_{p=s+1}^{n} \left( 1 + \frac{1}{k_p - k_s} \right) \right] \cdot \left( \frac{m}{|a_s|} \right)^{1/k_s} \le 3mn. \quad 2
We also make the following observations.

* Since all kjk_j's are odd numbers, kp−ks≥2(p−s)k_p - k_s \ge 2(p-s). Therefore,
1+1kp−ks≤1+12(p−s)<p−s+1p−s; 1 + \frac{1}{k_p - k_s} \le 1 + \frac{1}{2(p-s)} < \frac{p-s+1}{p-s};
* Since ∑j=1naj=1\sum_{j=1}^n a_j = 1, we must have ∑j=1n∣aj∣≥1\sum_{j=1}^n |a_j| \ge 1. Thus there must be ss satisfying ∣as∣≥12s|a_s| \ge \frac{1}{2^s}, or equivalently, 1∣as∣≤2s\frac{1}{|a_s|} \le 2^s.

We separate the discussion into the following two cases.

(1) If there is ss (allowing s=1s=1), such that ks≥3k_s \ge 3 and ∣as∣≥12s|a_s| \ge \frac{1}{2^s}, then (note that s≤2s−1≤kss \le 2s-1 \le k_s)
[∏p=s+1n(1+1kp−ks)]⋅(m∣as∣)1/ks<[∏p=s+1np−s+1p−s]⋅m1/ks⋅2s/ks<n⋅m3⋅2<3mn. \left[ \prod_{p=s+1}^{n} \left( 1 + \frac{1}{k_p - k_s} \right) \right] \cdot \left( \frac{m}{|a_s|} \right)^{1/k_s} < \left[ \prod_{p=s+1}^{n} \frac{p-s+1}{p-s} \right] \cdot m^{1/k_s} \cdot 2^{s/k_s} < n \cdot \sqrt[3]{m} \cdot 2 < 3mn.

(2) Otherwise, we must have k1=1k_1 = 1 and ∣a1∣≥12|a_1| \ge \frac{1}{2}. Hence
[∏p=2n(1+1kp−k1)]⋅m∣a1∣≤[∏p=2n2(p−1)+12(p−1)]⋅m⋅2<∏k=12n−2k+1k⋅63⋅2=2n−1⋅m⋅2<3mn. \left[ \prod_{p=2}^{n} \left( 1 + \frac{1}{k_p - k_1} \right) \right] \cdot \frac{m}{|a_1|} \le \left[ \prod_{p=2}^{n} \frac{2(p-1)+1}{2(p-1)} \right] \cdot m \cdot 2 < \sqrt{\prod_{k=1}^{2n-2} \frac{k+1}{k}} \cdot 63 \cdot 2 = \sqrt{2n-1} \cdot m \cdot 2 < 3mn.

This completes the proof.

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